CUSIP No. 392709 101
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Page 2 of 8 Pages
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1
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NAME OF REPORTING PERSON
Third Point LLC
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|||||
2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ☐
(b) ☒
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||||
3
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SEC USE ONLY
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|||||
4
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SOURCE OF FUNDS*
AF
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5
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐
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|||||
6
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CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
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SOLE VOTING POWER
0
|
||||
8
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SHARED VOTING POWER
8,083,022 (see Item 5)
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|||||
9
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SOLE DISPOSITIVE POWER
0
|
|||||
10
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SHARED DISPOSITIVE POWER
8,083,022 (see Item 5)
|
|||||
11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,083,022 (see Item 5)
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12
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CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN ☐
SHARES (SEE INSTRUCTIONS)* |
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
16.7%
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)*
OO
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CUSIP No. 392709 101
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Page 3 of 8 Pages
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1
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NAME OF REPORTING PERSON
Daniel S. Loeb
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ☐
(b) ☒
|
||||
3
|
SEC USE ONLY
|
|||||
4
|
SOURCE OF FUNDS*
AF
|
|||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐
|
|||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
|||||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
|
SOLE VOTING POWER
99,943
|
||||
8
|
SHARED VOTING POWER
8,083,022 (see Item 5)
|
|||||
9
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SOLE DISPOSITIVE POWER
99,943
|
|||||
10
|
SHARED DISPOSITIVE POWER
8,083,022 (see Item 5)
|
|||||
11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,182,965 (see Item 5)
|
|||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN ☐
SHARES (SEE INSTRUCTIONS)* |
|||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
16.9%
|
|||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)*
IN
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CUSIP No. 392709 101
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Page 4 of 8 Pages
|
|||||
1
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NAME OF REPORTING PERSON
Third Point Partners LP
|
|||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ☐
(b) ☒
|
||||
3
|
SEC USE ONLY
|
|||||
4
|
SOURCE OF FUNDS*
WC
|
|||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐
|
|||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|||||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
|
SOLE VOTING POWER
0
|
||||
8
|
SHARED VOTING POWER
2,690,647
|
|||||
9
|
SOLE DISPOSITIVE POWER
0
|
|||||
10
|
SHARED DISPOSITIVE POWER
2,690,647
|
|||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,690,647 (see Item 5)
|
|||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN ☐
SHARES (SEE INSTRUCTIONS)* |
|||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.6%
|
|||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)*
PN
|
CUSIP No. 392709 101
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Page 5 of 8 Pages
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1
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NAME OF REPORTING PERSON
Third Point Partners Qualified LP
|
|||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ☐
(b) ☒
|
||||
3
|
SEC USE ONLY
|
|||||
4
|
SOURCE OF FUNDS*
WC
|
|||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐
|
|||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|||||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
|
SOLE VOTING POWER
0
|
||||
8
|
SHARED VOTING POWER
1,705,143
|
|||||
9
|
SOLE DISPOSITIVE POWER
0
|
|||||
10
|
SHARED DISPOSITIVE POWER
1,705,143
|
|||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,705,143 (see Item 5)
|
|||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN ☐
SHARES (SEE INSTRUCTIONS)* |
|||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.5%
|
|||||
14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)*
PN
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10.6 | Waiver of Backstop Registration Rights Agreement dated June 25, 2015, between Green Brick Partners, Inc. and the parties listed on the signature page thereto |
10.7 | Lock-Up Agreement dated June 25, 2015, delivered to Green Brick Partners, Inc. and the other recipients thereto, by the parties listed on the signature page thereto |
Dated: July 1, 2015
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THIRD POINT LLC
|
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By:
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Daniel S. Loeb,
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Chief Executive Officer
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By:
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/s/ William Song
|
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Name: William Song
|
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Title: Attorney-in-Fact
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Dated: July 1, 2015
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DANIEL S. LOEB
|
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By:
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/s/ William Song
|
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Name: William Song
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Title: Attorney-in-Fact
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Dated: July 1, 2015
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THIRD POINT PARTNERS LP
|
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By:
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Third Point Advisors LLC,
|
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its general partner
|
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By:
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Daniel S. Loeb,
|
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Managing Member
|
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By:
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/s/ William Song
|
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Name: William Song
|
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Title: Attorney-in-Fact
|
||
Dated: July 1, 2015
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THIRD POINT PARTNERS QUALIFIED LP
|
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By:
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Third Point Advisors LLC,
|
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its general partner
|
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By:
|
Daniel S. Loeb,
|
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Managing Member
|
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/s/ William Song_________________
|
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Name: William Song
|
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Title: Attorney-in-Fact
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2805 Dallas Parkway, Suite 400
Plano, TX 75093
(469) 573-6755
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1.
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Solely with respect to the Form S-3 Filing and the Underwritten Offering, each of the Piggyback Notice and the Piggyback Registration obligations of the Company, which require, among other things, the Company to provide written notice to the Holders at least fifteen (15) days prior to filing the Registration Statement of such filing and provide such holders a right to Piggyback Registration and ten (10) days to respond to such written notice, are hereby waived by the undersigned, as Holders under the Backstop Registration Rights Agreement, in all respects.
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2.
|
Each of the undersigned, as Holders under the Backstop Registration Rights Agreement, shall not exercise any registration rights provided by the Backstop Registration Rights Agreement, including any Piggyback Registration, until after the earlier of (a) the expiration or termination of the Lock-Up Period referred to in Section 5 of the Underwriting Agreement , (b) the abandonment, cancellation or termination of the Underwritten Offering and (c) August 15, 2015 if the Underwriting Agreement has not been executed and delivered. To the extent the Lock-Up Period referred to in paragraph (a) above is extended beyond the period which the Holders have agreed to not exercise any registration rights provided by the Backstop Registration Rights Agreement pursuant to the Lock-Up Agreement, the Company will provide prompt notice of the expiration or termination date referred to in paragraph (a).
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3.
|
Aside from the waiver set forth in Items 1 and 2 above, the terms of the Backstop Registration Rights Agreement shall remain in full force and effect in all respects.
|
4.
|
This Letter Agreement may be executed and delivered in multiple counterparts (via mail, facsimile or other electronic transmission), each of which shall be deemed an original but all of which together shall constitute one and the same instrument.
|
GREEN BRICK PARTNERS, INC.
|
||
By:
|
/s/ Richard A. Costello
Name:Richard A. Costello Title:CFO |
|
||
THIRD POINT PARTNERS L.P.
|
||
By:
|
Third Point LLC, the investment manager
|
|
By:
|
/s/ Josh Targoff
Name: Josh Targoff Title: Chief Operating Officer and General Counsel |
|
THIRD POINT PARTNERS QUALIFIED L.P.
|
||
By:
|
Third Point LLC, the investment manager
|
|
By:
|
/s/ Josh Targoff
Name: Josh Targoff Title: Chief Operating Officer and General Counsel |
|
THIRD POINT OFFSHORE MASTER FUND
L.P. |
||
By:
|
Third Point LLC, the investment manager
|
|
By:
|
/s/ Josh Targoff
Name: Josh Targoff
Title: Chief Operating Officer and General Counsel |
|
THIRD POINT ULTRA MASTER FUND L.P.
|
||
By:
|
Third Point LLC, the investment manager
|
|
By:
|
/s/ Josh Targoff
Name: Josh Targoff
Title: Chief Operating Officer and General Counsel |
|
THIRD POINT REINSURANCE COMPANY LTD.
|
||
By:
|
Third Point LLC, the investment manager
|
|
By:
|
/s/ Josh Targoff
Name: Josh Targoff
Title: Chief Operating Officer and General Counsel |
Very truly yours,
|
|
THIRD POINT PARTNERS L.P.
|
|
By: Third Point LLC, the investment manager
|
|
By: /s/ Josh Targoff
Name: Josh Targoff Title: Chief Operating Officer and General Counsel |
|
THIRD POINT PARTNERS QUALIFIED L.P.
|
|
By: Third Point LLC, the investment manager
|
|
By: /s/ Josh Targoff
Name: Josh Targoff Title: Chief Operating Officer and General Counsel |
|
THIRD POINT OFFSHORE MASTER FUND
L.P. |
|
By: Third Point LLC, the investment manager
|
|
By: /s/ Josh Targoff
Name: Josh Targoff Title: Chief Operating Officer and General Counsel |
|
THIRD POINT ULTRA MASTER FUND L.P.
|
|
By: Third Point LLC, the investment manager
|
|
By: /s/ Josh Targoff
Name: Josh Targoff Title: Chief Operating Officer and General Counsel |
|
THIRD POINT REINSURANCE COMPANY LTD.
|
|
By: Third Point LLC, the investment manager
|
|
By: /s/ Josh Targoff
Name: Josh Targoff Title: Chief Operating Officer and General Counsel |
Very truly yours,
|
|
/s/ Daniel S. Loeb
Daniel S. Loeb |
Very truly yours,
|
||
THIRD POINT REINSURANCE (USA) LTD.
|
||
By:
|
/s/ Thomas C. Wafer
|
|
Name: Thomas C. Wafer
|
||
Title: President
|
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